Company Secretary
SMC Global Securities Limited
Mumbai,
Maharashtra
- reemaparmar@smcindiaonline.com
- +91
3 weeks ago
We're Hiring: Compliance Officer – Merchant Banking
We are looking for a Compliance Officer to join our team in the Merchant Banking space.
🔹 Key Responsibilities:
- Ensure compliance with SEBI regulations, Companies Act, and other applicable laws.
- Manage regulatory filings, disclosures, and compliance reporting.
- Monitor and implement changes in securities and capital market regulations.
- Support merchant banking activities, due diligence, and regulatory processes.
- Coordinate with regulators, auditors, legal advisors, and internal stakeholders.
- Maintain robust compliance frameworks, policies, and records.
- Assisting in transaction execution
🎓 Qualification:
- Company Secretary (CS) qualification preferred.
- Strong understanding of SEBI regulations and capital market compliance
- Relevant experience in Merchant Banking / Investment Banking / Capital Markets will be an advantage
📍 Position Details:
- Location: Mumbai
- Experience: 2+ Years
📬 How to Apply
Interested candidates please share your CV at reemaparmar@smcindiaonline.com or DM me.
If you know someone who would be a great fit, please share this opportunity with them!
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