• Download Files

Download Files uploaded by Users

  • Neha Verma
  • img September 24, 2026
FAQs on Debenture Trustee

This FAQ outlines the role and responsibilities of Debenture Trustees, including their duties towards debenture holders, security monitoring, compliance requirements, and protection of investors’ interests.

Download
  • Neha Verma
  • img September 24, 2026
FAQs for Mutual Fund Intermediaries

This FAQ addresses the key roles, responsibilities, registration requirements, and compliance obligations of intermediaries involved in the mutual fund industry.

Download
  • Neha Verma
  • img September 24, 2026
Inter-operable Regulatory Sandbox FAQs

This FAQ explains the concept and framework of the Inter-operable Regulatory Sandbox, including its purpose, eligibility, participation process, and regulatory requirements for testing innovative financial products and services.

Download
  • Neha Verma
  • img September 24, 2026
Business Responsibility Reports - Frequently Asked Questions (FAQs)

This FAQ explains the key requirements relating to Business Responsibility Reports, including applicable disclosures, reporting framework, and the responsibilities of listed entities in reporting their business sustainability and responsible business practices.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on Secondary Market

This FAQ covers key aspects of the secondary market, including trading of listed securities, market participants, transaction processes, and related regulatory and investor protection measures.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on Takeover

This FAQ explains the key provisions governing takeovers, including acquisition of shares and control, open offer requirements, obligations of acquirers and shareholders, and applicable regulatory procedures.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on STP (Straigh through processing)

This FAQ explains Straight Through Processing (STP), its key features, operational processes, implementation requirements, and benefits in facilitating efficient and automated processing of securities market transactions.

Download
  • Neha Verma
  • img September 24, 2026
Collective Investment Schemes (CIS) FAQs

This FAQ provides clarity on Collective Investment Schemes (CIS), including their regulatory framework, registration requirements, investor eligibility, scheme operations, and safeguards for investors.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on Buy back of securities

This FAQ explains the key provisions and procedures relating to the buy-back of securities, including eligibility, permissible methods, shareholder participation, timelines, and regulatory requirements.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on Portfolio Investors

This FAQ addresses key aspects of portfolio investment in India, including the registration and eligibility of portfolio investors, investment limits, permitted investments, regulatory requirements, and applicable compliance obligations.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on Delisting of Equity Shares

This FAQ provides guidance on the key provisions, procedures, and requirements governing the delisting of equity shares, including the rights and obligations of companies, acquirers, and shareholders.

Download
  • Neha Verma
  • img September 24, 2026
FAQs for Specialized Investment Funds Part A – For Investors

This FAQ provides investors with an overview of Specialized Investment Funds, including key features, eligibility criteria, investment requirements, and related regulatory provisions.

Download
  • Neha Verma
  • img September 24, 2026
FAQs for Specialized Investment Funds Part B & C – For Intermediaries & Distributors

This FAQ provides guidance to intermediaries and distributors on the regulatory framework, eligibility criteria, operational requirements, and compliance provisions applicable to Specialized Investment Funds.

Download
  • Neha Verma
  • img September 24, 2026
Frequently Asked Questions (FAQs) on the SEBI Settlement Scheme, 2020

This FAQ provides a brief overview of the SEBI Settlement Scheme, 2020, covering its key provisions, eligibility, application process, settlement terms, and related requirements.

Download
  • Neha Verma
  • img September 24, 2026
COMPREHENSIVE FAQs ON SEBI (PIT) REGULATIONS, 2015

This FAQ provides a concise overview of the SEBI (Prohibition of Insider Trading) Regulations, 2015, covering insider trading, UPSI, disclosures, trading restrictions, and key compliance requirements.

Download
  • Neha Verma
  • img September 24, 2026
FAQs – Tendering of physical shares in buy-back offer/ open offer/ exit offer/ delisting.

This FAQ provides an overview of the process for shareholders holding physical shares to participate in buy-back offers, open offers, exit offers, and delisting offers. It explains the eligibility, tendering procedure, required documents, timelines, and other key requirements to help shareholders understand and complete the tendering process effectively.

Download
  • Neha Verma
  • img September 24, 2026
FREQUENTLY ASKED QUESTIONS ON DEPOSITORY SYSTEM

This FAQ provides a simple overview of the Depository System in India, including the role of depositories and Depository Participants, dematerialisation and rematerialisation of securities, opening and maintaining demat accounts, transfer of securities, and other related procedures and requirements. It is intended to help investors understand the functioning and benefits of holding securities in electronic form.

Download
  • Neha Verma
  • img September 24, 2026
FAQs on Investor Grivences - SCOREs

SECTION: I (FAQ for Investors) SECTION: II (FAQ for Listed Companies, Registered Intermediaries, Market Infrastructure Institutions and companies intending to list securities) SECTION: III (FAQ for Designated Bodies)

Download
  • Neha Verma
  • img September 24, 2026
Frequently Asked Questions (FAQs) on Indian Stamp Act, 1899 Amendments and Rules made thereunder

This FAQ provides a simple overview of the amendments to the Indian Stamp Act, 1899, and the rules made thereunder. It explains key changes, applicable stamp duties, procedures, exemptions, compliance requirements, and other important provisions to help citizens and stakeholders understand and follow the updated stamp laws.

Download
  • Prashant
  • img September 24, 2026
Form A2 under FEMA

Form A2 is a mandatory declaration and application form required under India's Foreign Exchange Management Act (FEMA) when sending money abroad or purchasing foreign exchange for non-trade purposes

Download