• Mehak Chanotiya
  • img April 27, 2026
Settlement Order: Advent Commosales Private Limited (Illiquid Stock Options Matter)

Certificate No. RC9063 of 2026_ A.P. Nos. 15311 & 15312 of 2026 in respect of Advent Commosales Private Limited (PAN: AA...

  • Mehak Chanotiya
  • img April 27, 2026
Settlement Order: Vijay Kumar Chaudhary (Illiquid Stock Options Matter)

Certificate No. RC9047 of 2026_ A.P. Nos. 15309 & 15310 of 2026 in respect of Vijay Kumar Chaudhary (PAN: AFXPC6574P) in...

  • Mehak Chanotiya
  • img April 27, 2026
SEBI Settlement Order in the Matter of Illiquid Stock Options – Raj Kumar Nemani and Sons HUF

Certificate No. RC9021 of 2026_ A.P. Nos. 15301 & 15302 of 2026 in respect of Raj Kumar Nemani and Sons HUF (PAN: AAHHR0...

  • Shweta Verma
  • img April 25, 2026
SEBI Circular No.: HO/(1)2026-AFD-POD2/I/10157/2026

Framework for net settlement of funds for transactions done by Foreign Portfolio Investors(FPIs)

  • Mehak Chanotiya
  • img April 24, 2026
Consequential Compliance Mandates: SEBI (Merchant Bankers) Amendment Regulations

Specification of the consequential requirements with respect to Amendment of Securities and Exchange Board of India (Mer...

  • Mehak Chanotiya
  • img April 24, 2026
Timeline Extension: SEBI Incentives for B-30 and Women Investors

Extension of timeline for implementation of additional incentives structure for distributors for onboarding new individu...

  • Mehak Chanotiya
  • img April 24, 2026
Compliance Reporting Formats for Specialized Investment Funds (SIFs)

Standardized reporting frameworks for SIFs ensuring transparency in asset allocation, valuation, and regulatory adherenc...

  • Mehak Chanotiya
  • img April 24, 2026
Simplification of requirements for grant of accreditation to investors

The circular streamlines the Accredited Investor framework by easing documentation. It allows AIF managers to execute ag...

  • Mehak Chanotiya
  • img April 24, 2026
Review of Framework to address the ‘technical glitches’ in Stock Brokers’ Electronic Trading Systems

The framework mandates that stock brokers report technical glitches within prescribed timelines, perform root cause anal...

  • Mehak Chanotiya
  • img April 24, 2026
SWAGAT-FI: Streamlined Entry for FPIs and FVCIs

Single Window Automatic and Generalised Access for Trusted Foreign Investors (SWAGAT-FI) framework for FPIs and FVCIs.

  • Mehak Chanotiya
  • img April 24, 2026
New CAS and Modified Pre-Open Sessions in Equity

Introduction of Closing Auction Session (CAS) in the Equity Cash Segment and certain modifications in the Pre-Open Aucti...

  • Mehak Chanotiya
  • img April 24, 2026
Ease of Doing Investment – Special Window for Transfer and Dematerialisation of Physical Securities

This SEBI initiative provides a special window to process long-pending transfers of physical shares. It facilitates easi...

  • Mehak Chanotiya
  • img April 24, 2026
Direct Demat Credit Replacing Letters of Confirmation

Ease of Doing Investment and Ease of Doing Business – Doing away with requirement of issuance of Letter of Confirmation...

  • Mehak Chanotiya
  • img April 24, 2026
Revision of Order-to-Trade Ratio (OTR) framework

SEBI’s updated Order-to-Trade Ratio (OTR) framework tightens limits on excessive order modifications and cancellations....

  • Mehak Chanotiya
  • img April 24, 2026
Review of Calendar Spread margin benefit in Single stock derivatives on expiry day

SEBI’s revised framework restricts calendar spread margin benefits on expiry days for single stock derivatives. It ensur...

  • Mehak Chanotiya
  • img April 24, 2026
Creation/Invocation of pledge of securities through depository system.

The framework simplifies the pledging and unpledging of securities by automating instructions through the depository sys...

  • Mehak Chanotiya
  • img April 24, 2026
Reporting of value of units of Alternative Investment Funds (AIFs) to Depositories

SEBI mandates that AIF managers report the audited value of units to depositories. This ensures investors see the actual...

  • Mehak Chanotiya
  • img April 24, 2026
CRA Obligations for Cross-Regulated Instruments

Obligations on CRAs while undertaking rating of financial instruments falling under the purview of any other Financial S...

  • Mehak Chanotiya
  • img April 24, 2026
Capacity and Performance Monitoring for Commodity MIIs

Capacity Planning and Real Time Performance Monitoring framework for Commodity Derivatives Segment of Market Infrastruct...

  • Mehak Chanotiya
  • img April 24, 2026
Circular on Forms for registration of stock brokers and clearing members

SEBI has streamlined and standardized the application forms for the registration of stock brokers and clearing members....