This checklist provides guidance for MFs/AMCs to conduct system audits, ensuring effective control environments over IT operations.

The System Audit framework specifies mandatory reporting for IT infrastructure, network security, and technical team composition for MFs/AMCs.

The constitution of a Unit Holder Protection Committee (UHPC) by AMCs. It specifies membership requirements, meeting frequency, and responsibilities, including reviewing investor complaints, compensation fairness, and metrics to ensure the protection of unit holders' interests.

Categories of AI and Machine Learning systems that mutual funds must report. It includes technologies like Natural Language Processing, neural networks, machine learning algorithms, and systems using statistical heuristics or feedback mechanisms.

Risk Management Framework (RMF) for mutual funds, detailing mandatory policies for identifying, monitoring, and mitigating operational, market, and credit risks. It emphasizes governance, internal controls, and accountability for Asset Management Companies.

Six specific ESG (Environmental, Social, and Governance) strategies for mutual funds. It defines criteria for exclusion, integration, best-in-class screening, impact investing, sustainable objectives, and transition-related investments to ensure transparent and measurable social or environmental impact.

The Market Making Framework for ETFs, detailing the obligations for Asset Management Companies (AMCs) and Market Makers (MMs). It covers appointment requirements, quoting mandates, performance monitoring, and incentive structures.

Standardized Framework for Fund of Fund (FoF) Schemes with multiple underlying funds. It defines specific categories (Equity, Debt, Hybrid, Overseas), mandatory asset allocation limits, naming conventions, and benchmark requirements.

Regulations for Life Cycle Funds, which are open-ended funds that follow a target-date glide path. It specifies maturity tenures, mandatory asset allocation shifts as maturity approaches, exit load structures, and nomenclature requirements.

The methodology for calculating portfolio overlap between two mutual fund schemes. It details the formula for determining overlap based on the minimum weightage of common securities relative to the total Asset Under Management (AUM).

This 2019 notification establishes the IBBI Health Scheme, providing the Chairperson and whole-time members with ₹50,000 for outdoor treatment and a ₹7.5 lakh Group Mediclaim policy, funded via a ₹1,000 monthly subscription and board-paid premiums.

This 2018 Ministry of Finance notification exempts the Insolvency and Bankruptcy Board of India from income tax on specified incomes—including government grants, fees, and fines—under Section 10(46) of the Income-tax Act for financial years 2017 through 2022.

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Central Government establishes the National Company Law Tribunal, Kochi Bench for Kerala and Lakshadweep, amending the 2016 notification, effective from 1 August 2018.

Central Government establishes the National Company Law Tribunal, Cuttack Bench for Odisha and Chhattisgarh, amending the 2016 notification, effective from 15 July 2018.

Central Government establishes the National Company Law Tribunal, Jaipur Bench at Jaipur for Rajasthan and amends the 2016 notification, effective from 1 July 2018.

Central Government amends the Financial Stability and Development Council composition by updating members to include key regulators and officials such as RBI Governor, SEBI, IRDAI, PFRDA, and IBBI Chairpersons.