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  • Mehak Chanotiya
  • img April 05, 2026
Operational Guidelines for processing investor’s service request for the purpose of Transmission of

Operational guidelines and standardized formats for the transmission of securities and their subsequent conversion into...

  • Mehak Chanotiya
  • img April 05, 2026
Standardized, simplified norms and operating guidelines for processing investor service requests

Standard operating procedures for handling mismatches in signatures, names, and updating bank or address details for sec...

  • Mehak Chanotiya
  • img April 05, 2026
Mode for providing documents/details by investors for service requests to the RTA

Acceptable submission modes and acknowledgement procedures for providing documents to the Registrar and Share Transfer A...

  • Mehak Chanotiya
  • img April 05, 2026
Mandatory furnishing of PAN and KYC details by holders of physical securities

Holders of physical securities must submit PAN, KYC, and bank details to the RTA to ensure seamless dividend credits and...

  • Mehak Chanotiya
  • img April 05, 2026
PROCEDURE FOR TWO-WAY FUNGIBILITY OF IDRs

IDRs are converted into underlying equity shares, which are then sold in the home market, or vice versa, ensuring liquid...

  • Mehak Chanotiya
  • img April 05, 2026
GUIDANCE ON WHEN AN EVENT / INFORMATION CAN BE SAID TO HAVE OCCURRED FOR DISCLOSURES

Disclosure is triggered upon board approval, signing of binding agreements, or when the entity becomes aware of the mate...

  • Mehak Chanotiya
  • img April 05, 2026
Minimum information to the Shareholders for approval of Related Party Transactions

Mandatory disclosures in explanatory statements, including transaction justifications, valuation reports, and management...

  • Mehak Chanotiya
  • img April 05, 2026
Minimum information to the Audit Committee for approval of Related Party Transactions

Key details required for Audit Committee review, including transaction terms, party relationships, value, tenure, and ju...

  • Mehak Chanotiya
  • img April 05, 2026
SERVICES NOT TO BE RENDERED BY THE SECRETARIAL AUDITOR

Prohibited services including internal audit, investment banking, and compliance design to ensure auditor independence u...

  • Mehak Chanotiya
  • img April 05, 2026
DISQUALIFICATIONS FOR A SECRETARIAL AUDITOR

Key legal restrictions and conflicts of interest preventing a Company Secretary from conducting a formal secretarial aud...

  • Mehak Chanotiya
  • img April 03, 2026
Regulatory and Operational Functions of Stock Exchanges in ASBA

Mandatory responsibilities of Stock Exchanges in facilitating the ASBA (Application Supported by Blocked Amount) process...

  • Mehak Chanotiya
  • img April 03, 2026
Core Responsibilities of Merchant Bankers in the ASBA Process

Regulatory and operational duties of Merchant Bankers throughout the lifecycle of a public issue.

  • Mehak Chanotiya
  • img April 03, 2026
The Registrar’s Role in Public Issue Allotment and Compliance

The mandatory responsibilities of the Registrar to the Issue in managing the ASBA (Application Supported by Blocked Amou...

  • Mehak Chanotiya
  • img April 03, 2026
Role and Responsibilities of Self Certified Syndicate Bank (SCSBs) in Public Issues

Operational Obligations of SCSBs in the ASBA Process

  • Mehak Chanotiya
  • img January 08, 2026
Exemption order in the matter of Premier Explosives Ltd.

SEBI order granting AKS Family Trust an open offer exemption for acquiring a 41.33% stake in Premier Explosives Limited.

  • Mehak Chanotiya
  • img January 16, 2026
Order in the matter of front running by Ashish S Parekh and Connected Entities

SEBI final order penalizing 13 entities for front-running trades of a "Big Client," involving illegal gains.

  • Mehak Chanotiya
  • img January 21, 2026
Enquiry Order in the matter of Winway Research Proprietor Mr Ankur Jain

SEBI order cancelling the registration of Winway Research for regulatory violations, including deceptive practices and f...

  • Mehak Chanotiya
  • img January 27, 2026
Exemption Order in the matter of Tega Industries Limited

SEBI order granting Mehul Mohanka Benefit Trust and MM Business Trust an open offer exemption for the acquisition of Teg...

  • Mehak Chanotiya
  • img February 05, 2026
Final Order in the matter of stock recommendation tips in the scrip of Unison Metals Ltd.

SEBI final order penalizing multiple entities for pump-and-dump manipulation in Unison Metals Ltd through misleading sto...

  • Mehak Chanotiya
  • img February 11, 2026
CONFIRMATORY ORDER IN THE MATTER OF M/S PATEL WEALTH ADVISORS PRIVATE LIMITED

SEBI confirmatory order maintaining the suspension of Patel Wealth Advisors for serious regulatory lapses, including the...

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